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Highlights of Prosecution Cases

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Defendant(s)Nature of OffenceJudgmentRemarks

WEALTHY SURE LIMITED
ABLE CHINA CREATION LIMITED
RICH WAVE CORPORATION LIMITED
HEAD TREND LIMITED
POWER EASY CORPORATION LIMITED
JOIN BILLION LIMITED
SINO FRIENDSHIP DEVELOPMENT LIMITED

  1. Failure to keep the register of members, the register of directors and the register of company secretaries, contrary to sections 627(1), 641(1) and 648(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to keep the register of members, the register of directors and the register of company secretaries at the registered office, contrary to sections 628(1), 641(3) and 648(3) of the Ordinance.
  3. Failure to keep the significant controllers register at the registered office, contrary to section 653M(1) of the Ordinance.
  4. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
Note: For the relevant offences committed by each of the seven defendants, please see Case Details.
The seven defendants were convicted of a total of 29 counts of charges on 8 January 2020 and were fined $12,000, $16,000, $16,000, $16,000, $16,000, $20,000 and $20,000 respectively.Case Details

ZHANG YIZHI (as a director of ZHOUDING SECRETARY LIMITED)

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $40,000 on 1 August 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

ZHOUDING SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $50,000 on 9 May 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

WANG LI (as a director of LISION SECRETARY LIMITED)

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

LISION SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

JIANG MINGJIE
(as a director of
BOHAI INTELLECTUAL PROPERTY RIGHT HONGKONG CO., LIMITED)

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

BOHAI INTELLECTUAL PROPERTY RIGHT HONGKONG CO., LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

NG YUK MING (as a director of IMPERIAL CHARITY HALL MEDICINES LIMITED)

Knowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.

The defendant was convicted and fined $10,000 on 23 May 2019.

Case Details

YIP KAM LEE

 

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined $5,000 on 26 March 2019

Case Details

WONG MIU SANKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined $5,000 on 26 February 2019

Case Details
LAM WAI KEUNG (as a director of MY FAIR BEAUTY LIMITED)
  1. Failure to hold annual general meetings of the company for the financial years 2016 and 2017, contrary to section 610(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to take all reasonable steps to lay before the company in its annual general meetings a copy of the financial statements, directors’ report and auditor’s report on those financial statements for the relevant financial years 2016 and 2017 within the specified periods, contrary to section 429(1) of the Ordinance.

The defendant was convicted of 4 counts of charge and fined a total of $20,000 on 13 February 2019.

Case Details
MY FAIR BEAUTY LIMITEDFailure to hold annual general meetings for the financial years 2016 and 2017, contrary to section 610(1) of the Companies Ordinance, Cap. 622.

The defendant was convicted of 2 counts of charge and fined a total of $8,000 on 13 February 2019.

Case Details
A-CAMPUS INTERNATIONAL LIMITED
CATHAY MARBLE MANUFACTURING CO., LIMITED
HUMBLE GLOBAL CONSULTANCY LIMITED
MERI SNOW TECHNOLOGY CO., LIMITED
  1. Failure to keep the register of members, the register of directors and the register of company secretaries at the registered office, contrary to sections 628(1), 641(3) and 648(3) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to state the name of designated representative in the significant controllers register, contrary to section 653I(2)(a) of the Ordinance.
  3. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The four defendants were convicted and each of them was fined $10,000 on 13 February 2019.Case Details
YU KWOK HINGKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $4,000 on 12 February 2019Case Details
HAIHUA SHIPPING SERVICE CO., LIMITED
HONG KONG DECHENG INTERNATIONAL TRADE CO., LIMITED
HONGFAKONG CO., LIMITED
HONGKONG ZHONGJIAN INTERNATIONAL REAL ESTATE DEVELOPMENT GROUP CO., LIMITED
IPOLY TRADING CO., LIMITED
KASEN INDUSTRY TECHNOLOGY (HK) LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The six defendants were convicted and each of them was fined $10,000 on 31 January 2019.Case Details
CHOI KAM KEUNGKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $6,000 on 29 January 2019Case Details
LAM KA HO (as a director of PROGRESSIVE 3 LIMITED)Knowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $10,000 on 15 January 2019.Case Details
LEE SASSUAN (as a director of the corporate director of STM TECHNOLOGY LIMITED)
  1. Failure to file the annual returns of the company for the years 2016, 2017 and 2018, contrary to section 662(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to comply with a Direction given by the Registrar of Companies requiring the company to appoint at least one director who is a natural person, contrary to sections 457(2) and 458(5) of the Ordinance.
The defendant was convicted for 4 counts of charges and fined a total of $58,000 on 2 January 2019.Case Details
LEI WAI HO (as a director of STAR UNION CAPITAL RESOURCES LIMITED)
  1. Failure to file the annual returns of the company for the years 2015 and 2016, contrary to section 662(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure of the company to have a registered office in Hong Kong, contrary to section 658(1) of the Ordinance.
The defendant was convicted for 3 counts of charges and fined a total of $24,000 on 12 December 2018.Case Details
ABLE HOLDINGS LIMITED
COUNTRY GALAXY DEVELOPMENT LIMITED
NEW TRINITY INDUSTRIES LIMITED
TOPS PROPERTIES LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The four defendants were convicted and each of them was fined $20,000 on 21 November 2018.Case Details
BEST TIME HOLDINGS LIMITED
CLEVER CORPORATION LIMITED
CHINA CHAMP TRADING LIMITED
EAGLE FINE LIMITED
TING FUNG RESOURCE MINING CO., LIMITED
TECHTRADE H.K. LIMITED
  1. Failure to keep the significant controllers register at the registered office, contrary to section 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The six defendants were convicted and each of them was fined $8,000 on 21 November 2018.Case Details
LEEHA CAPITAL LIMITED
EXCLUSIVE WINES ESTATES HK LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The two defendants were convicted and each of them was fined $20,000 on 14 November 2018.Case Details
HKKS COMPANY SERVICE LIMITEDCarrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined a total of $50,000 on 30 October 2018. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.Case Details
HK YIRENJIAREN BUSINESS CONSULTING LIMITEDCarrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined a total of $80,000 on 23 October 2018. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.Case Details
LEE SAI CHEUNG KEN (as a director of RIGHTFUL MORTGAGE LIMITED)Knowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $15,000 on 24 October 2018.Case Details
CONVOY CHINA FINANCIAL SERVICES LIMITED
  1. Failure to hold annual general meeting, contrary to section 111(1) of the predecessor Companies Ordinance (i.e. the Companies Ordinance, Cap. 32, as in force before the commencement of the Companies Ordinance, Cap. 622).
  2. Failure to hold annual general meeting, contrary to section 610(1) of the Companies Ordinance, Cap. 622.
  1. The defendant was convicted and fined $5,000 on 31 January 2018 for this offence.
  2. The defendant was convicted and fined $5,000 on 31 January 2018 for this offence.
Case Details
SHIN KIN MAN (as a director of CONVOY CHINA FINANCIAL SERVICES LIMITED)
  1. Failure to hold annual general meeting of the company, contrary to section 610(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to take all reasonable steps to lay before the company in its annual general meeting a copy of the financial statements, directors’ report and auditor’s report on those financial statements for the relevant financial year within the specified period, contrary to section 429(1) of the Ordinance.
  1. The defendant was convicted and fined $4,000 on 31 January 2018 for this offence.
  2. The defendant was convicted and fined $10,000 on 31 January 2018 for this offence.
Case Details
NICE CHEER INTERNATIONAL ENTERPRISES LIMITEDFailure to either register a person as a member of the company in respect of the shares transmitted to her by operation of law or send her notice of refusal of registration within the prescribed time of 2 months after receiving notification of her wish to be so registered, contrary to section 158(2) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $25,000 on 20 April 2016Case Details

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