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Highlights of Prosecution Cases

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Defendant(s)Nature of OffenceJudgmentRemarks
WU SHUI WINGKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $4,000 on 28 September 2023.Case Details
WONG CHUNG WINGKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.
The defendant was convicted and fined $4,000 on 28 September 2023.Case Details
LEE CHUN KITBecoming the ultimate owner of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53S(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

Becoming the director of a trust or company service provider licensee without the approval in writing of the Registrar of Companies, contrary to section 53U(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.
The defendant was convicted of a total of 6 offences and was fined $4,000 for each offence on 14 September 2023.Case Details
ON HON YUN PAULKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $3,000 on 24 August 2023Case Details
WAI CHEONG (CHINA) LIMITED
HUIYI TRADE CO., LIMITED
CHINA YANGJI CO., LIMITED
HONG KONG JIANYE GREENTECH HOLDINGS LIMITED
TSGE ELECTRONICS (HK) CO., LIMITED
SHENZHEN SNOOWEL TECHNOLOGY CO., LIMITED
NEW HONGKONG INTERNATIONAL BUSINESS CO., LIMITED
HONGKONG YUANZHANG MOULD TECHNOLOGY LIMITED
3UNRISE (HK) LIMITED
ETERNITY HOLDINGS GROUP LIMITED
VEEBEL CO., LIMITED
HONGKONG AOTIAN TECHNOLOGY CO., LIMITED
YINGKOU LIYUAN REFRACTORY MATERIAL CO., LIMITED
HONG KONG SHUNDA BUSINESS SECRETARY LIMITED
HT MACHINING LIMITED

Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.

Each of the fifteen defendants was convicted of 4 counts of charges and was fined $16,000 on 2 August 2023.

Case Details
TOP RUBY INTERNATIONAL LTD.Failure to apply to the Registrar of Companies for registration as a registered non-Hong Kong company within one month after the establishment of a place of business in Hong Kong, contrary to section 776(2) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $33,200 on 26 October 2022.Case Details
CHEN TSZ SUENKnowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $5,000 on 5 May 2022Case Details

Former director of Chiu Yin Secretarial Services Company Limited

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $6,000 on 24 February 2022Case Details

FORMER DIRECTOR OF NC ACCOUNTING FIRM LIMITED

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $10,000 on 25 November 2021Case Details

DIRECTOR OF MANFUL POWER ASIA LIMITED

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $6,000 on 10 December 2020Case Details

GREAT RICH WORLDWIDE LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined a total of $51,000 on 3 December 2020.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

WEALTHY SURE LIMITED
ABLE CHINA CREATION LIMITED
RICH WAVE CORPORATION LIMITED
HEAD TREND LIMITED
POWER EASY CORPORATION LIMITED
JOIN BILLION LIMITED
SINO FRIENDSHIP DEVELOPMENT LIMITED

  1. Failure to keep the register of members, the register of directors and the register of company secretaries, contrary to sections 627(1), 641(1) and 648(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to keep the register of members, the register of directors and the register of company secretaries at the registered office, contrary to sections 628(1), 641(3) and 648(3) of the Ordinance.
  3. Failure to keep the significant controllers register at the registered office, contrary to section 653M(1) of the Ordinance.
  4. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
Note: For the relevant offences committed by each of the seven defendants, please see Case Details.
The seven defendants were convicted of a total of 29 counts of charges on 8 January 2020 and were fined $12,000, $16,000, $16,000, $16,000, $16,000, $20,000 and $20,000 respectively.Case Details

Director of ZHOUDING SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $40,000 on 1 August 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

ZHOUDING SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $50,000 on 9 May 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

Director of LISION SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

LISION SECRETARY LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $50,000 on 25 July 2019.  The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

Director of
BOHAI INTELLECTUAL PROPERTY RIGHT HONGKONG CO., LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 and section 101E of the Criminal Procedure Ordinance, Cap.221.

The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

BOHAI INTELLECTUAL PROPERTY RIGHT HONGKONG CO., LIMITED

Carrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined a total of $40,000 on 13 June 2019. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.

Case Details

Director of IMPERIAL CHARITY HALL MEDICINES LIMITED

Knowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.

The defendant was convicted and fined $10,000 on 23 May 2019.

Case Details

Director of CR SECRETARIAL LIMITED 

 

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined $5,000 on 26 March 2019

Case Details

Director of YUEDA (HK) INTERNATIONAL BUSINESS GROUP LIMITED

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.

The defendant was convicted and fined $5,000 on 26 February 2019

Case Details
Director of MY FAIR BEAUTY LIMITED
  1. Failure to hold annual general meetings of the company for the financial years 2016 and 2017, contrary to section 610(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to take all reasonable steps to lay before the company in its annual general meetings a copy of the financial statements, directors’ report and auditor’s report on those financial statements for the relevant financial years 2016 and 2017 within the specified periods, contrary to section 429(1) of the Ordinance.

The defendant was convicted of 4 counts of charge and fined a total of $20,000 on 13 February 2019.

Case Details
MY FAIR BEAUTY LIMITEDFailure to hold annual general meetings for the financial years 2016 and 2017, contrary to section 610(1) of the Companies Ordinance, Cap. 622.

The defendant was convicted of 2 counts of charge and fined a total of $8,000 on 13 February 2019.

Case Details
A-CAMPUS INTERNATIONAL LIMITED
CATHAY MARBLE MANUFACTURING CO., LIMITED
HUMBLE GLOBAL CONSULTANCY LIMITED
MERI SNOW TECHNOLOGY CO., LIMITED
  1. Failure to keep the register of members, the register of directors and the register of company secretaries at the registered office, contrary to sections 628(1), 641(3) and 648(3) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to state the name of designated representative in the significant controllers register, contrary to section 653I(2)(a) of the Ordinance.
  3. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The four defendants were convicted and each of them was fined $10,000 on 13 February 2019.Case Details

Director of CONGI LIMITED

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $4,000 on 12 February 2019Case Details
HAIHUA SHIPPING SERVICE CO., LIMITED
HONG KONG DECHENG INTERNATIONAL TRADE CO., LIMITED
HONGFAKONG CO., LIMITED
HONGKONG ZHONGJIAN INTERNATIONAL REAL ESTATE DEVELOPMENT GROUP CO., LIMITED
IPOLY TRADING CO., LIMITED
KASEN INDUSTRY TECHNOLOGY (HK) LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The six defendants were convicted and each of them was fined $10,000 on 31 January 2019.Case Details

An individual carrying on business as a sole proprietor

Knowingly or recklessly providing information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 53ZN(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined $6,000 on 29 January 2019Case Details
Director of PROGRESSIVE 3 LIMITEDKnowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $10,000 on 15 January 2019.Case Details
Director of the corporate director of STM TECHNOLOGY LIMITED
  1. Failure to file the annual returns of the company for the years 2016, 2017 and 2018, contrary to section 662(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to comply with a Direction given by the Registrar of Companies requiring the company to appoint at least one director who is a natural person, contrary to sections 457(2) and 458(5) of the Ordinance.
The defendant was convicted for 4 counts of charges and fined a total of $58,000 on 2 January 2019.Case Details
Director of STAR UNION CAPITAL RESOURCES LIMITED
  1. Failure to file the annual returns of the company for the years 2015 and 2016, contrary to section 662(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure of the company to have a registered office in Hong Kong, contrary to section 658(1) of the Ordinance.
The defendant was convicted for 3 counts of charges and fined a total of $24,000 on 12 December 2018.Case Details
ABLE HOLDINGS LIMITED
COUNTRY GALAXY DEVELOPMENT LIMITED
NEW TRINITY INDUSTRIES LIMITED
TOPS PROPERTIES LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The four defendants were convicted and each of them was fined $20,000 on 21 November 2018.Case Details
BEST TIME HOLDINGS LIMITED
CLEVER CORPORATION LIMITED
CHINA CHAMP TRADING LIMITED
EAGLE FINE LIMITED
TING FUNG RESOURCE MINING CO., LIMITED
TECHTRADE H.K. LIMITED
  1. Failure to keep the significant controllers register at the registered office, contrary to section 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The six defendants were convicted and each of them was fined $8,000 on 21 November 2018.Case Details
LEEHA CAPITAL LIMITED
EXCLUSIVE WINES ESTATES HK LIMITED
  1. Failure to keep the register of members, the register of directors, the register of company secretaries and the significant controllers register at the registered office, contrary to sections 628(1), 641(3), 648(3) and 653M(1) of the Companies Ordinance, Cap. 622.
  2. Failure to display continuously the company name in legible characters at the registered office, contrary to section 3(1) of the Companies (Disclosure of Company Name and Liability Status) Regulation, Cap. 622B.
The two defendants were convicted and each of them was fined $20,000 on 14 November 2018.Case Details
HKKS COMPANY SERVICE LIMITEDCarrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined a total of $50,000 on 30 October 2018. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.Case Details
HK YIRENJIAREN BUSINESS CONSULTING LIMITEDCarrying on a trust or company service business without a licence, contrary to section 53F(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615.The defendant was convicted and fined a total of $80,000 on 23 October 2018. The Court also disqualified the defendant from holding a trust or company service provider licence for a period of six months.Case Details
Director of RIGHTFUL MORTGAGE LIMITEDKnowingly or recklessly giving information to the Registrar of Companies that is false or misleading in a material particular, contrary to section 750(6) of the Companies Ordinance, Cap. 622.The defendant was convicted and fined $15,000 on 24 October 2018.Case Details
CONVOY CHINA FINANCIAL SERVICES LIMITED
  1. Failure to hold annual general meeting, contrary to section 111(1) of the predecessor Companies Ordinance (i.e. the Companies Ordinance, Cap. 32, as in force before the commencement of the Companies Ordinance, Cap. 622).
  2. Failure to hold annual general meeting, contrary to section 610(1) of the Companies Ordinance, Cap. 622.
  1. The defendant was convicted and fined $5,000 on 31 January 2018 for this offence.
  2. The defendant was convicted and fined $5,000 on 31 January 2018 for this offence.
Case Details
Director of CONVOY CHINA FINANCIAL SERVICES LIMITED
  1. Failure to hold annual general meeting of the company, contrary to section 610(1) of the Companies Ordinance, Cap. 622 (“the Ordinance”).
  2. Failure to take all reasonable steps to lay before the company in its annual general meeting a copy of the financial statements, directors’ report and auditor’s report on those financial statements for the relevant financial year within the specified period, contrary to section 429(1) of the Ordinance.
  1. The defendant was convicted and fined $4,000 on 31 January 2018 for this offence.
  2. The defendant was convicted and fined $10,000 on 31 January 2018 for this offence.
Case Details

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